Pension Pulse

SEPTEMBER 6, 2023

securities regulator on Wednesday adopted new rules that will shine a light on private equity and hedge fund expenses and fees, in what executives and lawyers said marks a sweeping overhaul for an industry long criticized for its opacity. In fact, there is already legal pushback from the industry.

Hedge Funds 64

Hedge Funds Securities and Exchange Commission (SEC) Pension Funds Funds 64

Diamond Consultants

SEPTEMBER 20, 2022

Is your firm aggressive and litigious in pursuing legal remedies for advisors who leave? This is a critical step, and it’s not just about portability and mappability; it’s also about fee structure. Your Current Employment Contract. Do you have garden leave or other post-employment restrictions?

Due Diligence 52

Due Diligence Mutual Funds Fee Structure Leveraging 52

The Motley Fool

FEBRUARY 14, 2024

However, we're not contemplating changes to our fee structure right now. I think we did a really great job with moving to the 10% platform fee. Things like legal, things like logos for marketing and sales, other things like that are actually showing good, nice, healthy growth dynamics in Q4.

Leveraging 100

Leveraging Capital Legal Shareholders 100

The Big Picture

FEBRUARY 6, 2024

And ev all the sort of compliance, client service, legal, kind of, everything was done sort of on the side by investment people. And I can tell you from personal experience, us finance people, we’re not great at accounting, legal, compliance, all the detail and stuff that, that keeps the firm running.

Mutual Funds 52

Mutual Funds Financing Finance Assets 52

The Motley Fool

AUGUST 30, 2023

This win is the latest feather in the cap of crypto enthusiasts, who previously saw XRP (CRYPTO: XRP) win a key ruling in its legal fight against the SEC over whether cryptocurrencies constitute securities. Who will win the race to list the first spot Bitcoin ETF?

Securities and Exchange Commission (SEC) 245

Securities and Exchange Commission (SEC) Exchange-Traded Funds Legal Fee Structure 245

The Big Picture

JUNE 7, 2023

You have to have a truly align fee structure and you have to kind of be willing to go down that road. Each are issues and legal issues and administration issues. And I think that it’s an opportunity for people who invest like me, who think like me to to go out and go out and execute on if they so choose.

Hedge Funds 108

Hedge Funds Funds Capital Returns 108

The Motley Fool

JANUARY 31, 2024

G&A costs, including SBC expense, declined 2% year over year in Q4 and 2 points as a percent of revenue to 12% as legal and professional fees declined by $11 million year over year. Selling and marketing spend was up 2 points as a percentage of total revenue at 18%. Thanks a lot.

Leveraging 100

Leveraging Capital Stakes Shareholders 100

The Motley Fool

FEBRUARY 15, 2024

Joining me on today's call are Brian Armstrong, co-founder and CEO; Emilie Choi, president and COO; Alesia Haas, CFO; and Paul Grewal, chief legal officer. However, to be clear, we did not make any material changes to our fee structure in Q4. Paul Grewal -- Chief Legal Officer Thank you, Alesia. On to expenses.

Assets 130

Assets Legal Financing Finance 130

The Motley Fool

OCTOBER 13, 2023

We believe that by peering offerings and simplifying our fee structure, we're going to incentivize our clients to deepen their relationships with us. I want them focused on delivering to our clients, engaging with our clients and also managing their responsibilities of the legal entities. So we just don't need replace them.

Banks 130

Banks Capital Assets Portfolios 130