XY Planning Network

JUNE 13, 2022

Investment advisors have a responsibility to perform due diligence on any third party they may recommend to their clients. I've included due diligence questionnaire templates and examples, as well as sample language for your ADV that I share below.

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Diamond Consultants

SEPTEMBER 20, 2022

When the thought of making a move “gets real,” there’s another level of due diligence that advisors should embark upon. Most advisors consider the process of due diligence to be a disruptive and cumbersome ritual of “meet and greet.” So, what’s “strategic due diligence”? So, what are you to do?

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Ron A. Rhodes

MAY 5, 2023

In the design and management of investment portfolios, both brokers (under Reg BI) and investment advisors (as fiduciaries) possess a duty of due care. This includes undertaking sufficient due diligence…

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Financial Times M&A

JANUARY 17, 2023

Plus, Vladimir Putin meddles in foreign banks’ attempts to leave Russia and ‘meme-stock king’ Ryan Cohen takes on Alibaba

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PE Hub

JANUARY 23, 2024

In his new role, Oudheusden is responsible for the evaluation, due diligence and execution of potential transactions, as well as providing assistance to portfolio companies. The post Watermill Group promotes Oudheusden to partner appeared first on PE Hub.

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PE Hub

SEPTEMBER 8, 2023

In his role, Gold will support the due diligence process, build and execute value creation plans, and aim to drive the Angeles portfolio companies to their full potential. The post Angeles Equity Partners adds Gold as VP of operations team appeared first on PE Hub.

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Entrepreneur - VC

AUGUST 11, 2023

A new wave of fraudulent investment schemes is coming — and it's powered by AI.

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PE Hub

OCTOBER 26, 2023

In this role, Ffolkes will be involved in all aspects of the investment process including sourcing, due diligence and execution of post-closing growth and operating initiatives. The post GenNx360 Capital taps Ffolkes as managing partner appeared first on PE Hub.

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Private Equity Professional

NOVEMBER 7, 2023

Mr. Izlar will be based in Atlanta, and he will be active with investment sourcing and screening, due diligence, transaction execution and portfolio management. “An Lower-middle-market investor Kian Capital Partners has hired Jimbo Izlar as a new vice president.

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Private Equity Professional

SEPTEMBER 27, 2023

Hofmockel joined Shorehill earlier this month and will be active evaluating investment opportunities, conducting due diligence, and managing portfolio companies. Shorehill Capital has expanded its investment team with the hiring Anna Hofmockel as an associate.

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The Motley Fool

SEPTEMBER 13, 2023

With due diligence of Liontown's assets now underway, is Albemarle stock a buy now? If Albemarle's due diligence yields a green light, and Liontown agrees to the final terms, Liontown would be acquired for 3 Australian dollars per share, valuing the company at AU$6.6 billion, or $4.3 billion.

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Private Equity Wire

MARCH 1, 2024

Advisors included PWC for financial and tax due diligence, Webber Wentzel for legal guidance and EY for ESG due diligence. The Courier Guy works with a network of delivery partners, kiosks and over 1,200 pick-up and drop-off smart lockers across South Africa. Debt financing for the transaction was provided by RMB.

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Financial Times M&A

OCTOBER 12, 2022

Our first-ever DD Live summit in review

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The Motley Fool

FEBRUARY 28, 2024

Crypto news and analysis site Coindesk.com reported on Wednesday that traditional white-shoe investment bank Morgan Stanley was conducting due diligence on offering its own. On the other side of the fence, it seems at least one influential finance-sector company wants to enter the spot Bitcoin ETF game.

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Private Equity Wire

JANUARY 23, 2024

Bridgepoint was advised by Jefferies (M&A Advisor), Latham & Watkins (Legal Advisor), BCG (Commercial), EY (Financial and Tax Due Diligence), ERM (ESG Due Diligence) and Marsh (Insurance Due Diligence).

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Private Equity Insights

DECEMBER 14, 2023

The three sources said Tata has held talks with Rare Rabbit and is conducting due diligence after issuing a term sheet to invest up to $40m to grab a stake in the niche fashion brand that sells men’s shirts and other apparel. Rare Rabbit founder Manish Poddar and Tata Capital declined to comment.

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The Motley Fool

JULY 20, 2023

With some due diligence, investors can likely arrive at some sort of valuation estimate for the stock. While investors should always do their own due diligence, it's probably wise to consider selling shares of Carvana after their recent surge.

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Axial

NOVEMBER 16, 2023

Failed Exits 70% of Failed Exits Are Due Diligence Related Below are three deals that were sourced via the Axial platform and subsequently fell through for various reasons. Inexperienced seller and broker had challenges with technology and due diligence requests.” The company missed their 2021 projections.

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Private Equity Insights

AUGUST 7, 2023

billion following exclusive due diligence, according to people familiar with the matter. InvoCare’s board said it intended to unanimously recommend the offer if it became a binding transaction, and agreed to provide an opportunity for due diligence to the private equity firm. Private equity firm TPG Inc. of around A$1.83

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Vistra

FEBRUARY 29, 2024

The days of cheap money may or may not be gone for good, but for venture capitalists, one thing is certain: financial due diligence is here to stay. More than ever, venture capital firms want to see their investments generate profits, or a clear road to profits, not just growth. To help their.

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Private Equity Professional

NOVEMBER 17, 2023

King, Rosenstein, and Skaf all joined Gridiron immediately following business school as senior associates in 2015 and 2016 and are active at the firm with new investment opportunities, due diligence, and value creation at portfolio companies. “We We are excited to… This content is for members only.

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Private Equity Wire

FEBRUARY 22, 2024

Palladium Group, a global management consultancy specialising in digital due diligence and value creation for private equity firms and their portfolio companies, has appointed Steve Kittell as Senior Vice President of Client Engagement, as part of its US expansion.

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The Motley Fool

OCTOBER 4, 2023

Companies must disclose misconduct within six months of an acquisition, and then must rectify the issue within a year of the deal's closing -- presumably after the teams that conducted the poor due diligence have been defenestrated. Brian Boyle

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FinSMEs

NOVEMBER 7, 2023

Risk Ledger, a London, UK-based provider of a collaborative platform for supplier due diligence, raised £6.25M in Series A funding. The round, which brought the total amount to £9.8M, was led by UK investor Mercia Ventures, with participation form Seedcamp, Firstminute Capital, Episode 1, Village Global, Lifeline Ventures.

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Private Equity Wire

APRIL 18, 2024

The cloud-native solution will be used by Alter Domus across the full investor lifecycle including digital onboarding, AML and KYC due diligence, and MiFID II classification and appropriateness assessment.

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The Motley Fool

JANUARY 20, 2024

But once you have done your due diligence and made sure that there will be enough money with your reduced Social Security check, you should make the choice that's based on the lifestyle you want to live. Social Security isn't there to make you rich, and the goal doesn't have to be to maximize every dollar in all situations.

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The Motley Fool

AUGUST 7, 2023

Chase could save some significant costs by automating due diligence, research and other tedious grunt work that bogs down Wall Street. Of course, the company could license this tech to other banks, or even industries beyond wall street, such as law, media, or anyone that wants easy access to information.

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FinSMEs

SEPTEMBER 25, 2023

When VCs invest in a startup, they like to do their due diligence and monitor it carefully. Whenever people talk about finding funding for a startup, the recommendations are usually impractical for early-stage operations. Venture capitalists, for instance, tend to avoid funding prototypes or early-stage startups.

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FinSMEs

MARCH 11, 2024

The company intends to use the funds for the development of its privacy-focused collaborative crypto tax and client due diligence platform for accountants and professional services. Recap, a UK-based provider of a crypto tax calculation service, received a £300K Innovate UK Grant.

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Private Equity Wire

FEBRUARY 29, 2024

RoC was advised by Raymond James for M&A, Kirkland & Ellis for legal and PWC for financial and tax due diligence. Since Gryphon’s initial investment in 2019, RoC has experienced significant organic growth, broadened its distribution footprint in the US and internationally, and expanded its product portfolio.

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The Motley Fool

JANUARY 30, 2024

Once you've shrunk your pool, you can do your due diligence and determine whether said stock still has what it takes to outperform going forward. When I say to look backward, it's a recommendation for where to find inspiration and choose from the vast market full of stocks, from bright and growing to total dud.

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Private Equity Wire

NOVEMBER 24, 2023

Astorg was advised by Kumulus Partners (lead M&A), CVA (Commercial Due Diligence), EY (Finance and Tax Due Diligence), Baker McKenzie (Corporate Legal), Crosslake (Tech Diligence), ERM (ESG Diligence) and Marsh (Insurance Diligence).

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The Motley Fool

JUNE 29, 2023

Sony may be trying to get ahead of potential missteps with this patent, he added, by showing "due diligence and thought leadership." When breaking into an already-competitive industry like cloud technology, nailing down cybersecurity is critical, Morgan said, especially when you're up against the likes of Amazon, Microsoft and Google.

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Private Equity Wire

APRIL 29, 2024

NPV ESG will continue welcoming further capital, with several investors currently active in due diligence. These new investors join existing investors KLP, a German occupational pension fund, and a large Nordic pension fund.

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The Motley Fool

MARCH 9, 2024

Caveats for investors You definitely need to be doing your due diligence in this sector if you want to benefit from the long-term convergence of AI and crypto. After all, big blue chips like Deutsche Telekom are the ones that are going to be buying Nvidia's semiconductors and using its data centers.

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FinSMEs

MARCH 5, 2024

Meo, a Copenhagen, Denmark-based provider of an end-to-end platform helping clients with risk assessment and continuous due diligence, raised additional €1.67M in funding. The round saw participation from Scale Capital and EIFO Ventures, as well as a €1M loan from Gilion.

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The Motley Fool

FEBRUARY 24, 2024

For this reason, investors should tread carefully when reading about analysts' rosy 12-month price targets for the stock, opting to do their own due diligence and focus on the long term. But this is a risk investors should be aware of. Sure, maybe the stock is worth its current price tag.

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