The Motley Fool

SEPTEMBER 14, 2023

Image source: Getty Images Beleaguered crypto exchange Binance continues to capture the headlines for all the wrong reasons. In June, the Securities and Exchange Commission (SEC) filed charges against various entities in the Binance empire, including Binance; its founder, Changpeng Zhao; and Binance.US.

Securities and Exchange Commission (SEC) 97

Securities and Exchange Commission (SEC) Assets Investors Funds 97

The Motley Fool

AUGUST 30, 2023

Yesterday's highly awaited decision from a federal appeals court appears to have paved the way for a spot Bitcoin exchange-traded fund ( ETF ) to finally be launched. The SEC views futures-based ETFs (which are currently allowed) as safer for investors. Who will win the race to list the first spot Bitcoin ETF?

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Exchange-Traded Funds Investors Assets 98

Vistra

SEPTEMBER 21, 2023

In August 2023, the US Securities and Exchange Commission adopted new rules and amended others to enhance the regulation of private fund advisers. According to the SEC, the changes are “…

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Funds 52

Private Equity Wire

JUNE 21, 2023

to settle SEC fee violation charges Submitted 21/06/2023 - 10:49am New York-based investment adviser Insight Venture Management LLC (Insight) has agreed to pay a $1.5 Further, the SEC’s order finds that Insight failed to disclose to investors a conflict of interest in connection with its permanent impairment criteria.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Funds Management Fees Portfolios 52

Private Equity Wire

JUNE 21, 2023

to settle SEC fee violation charges Submitted 21/06/2023 - 10:49am New York-based investment adviser Insight Venture Management LLC as agreed to pay a $1.5 Further, the SEC’s order finds that Insight failed to disclose to investors a conflict of interest in connection with its permanent impairment criteria.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Funds Management Fees Portfolios 52

The Motley Fool

AUGUST 15, 2023

The Financial Times reported Tuesday that the Securities and Exchange Commission has been in touch with a few fund managers, including some via subpoena, to find out more about their environmental, social and governance (ESG) disclosures. It's completely free and we guarantee you'll learn something new every day.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Funds Asset Management Investing 52

The Motley Fool

JUNE 23, 2023

Image source: Getty Images What happened The SEC has fined JPMorgan Chase & Co. $4 On Thursday, the SEC said JPMorgan accidentally deleted the records in the first quarter of 2018 as it was troubleshooting glitches. The commission has ordered JPMorgan to pay a fine. In 2021, the SEC fined JPMorgan subsidiary “J.P.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Banks Stock Market Stock Market 52

The Motley Fool

JUNE 30, 2023

What happened Most cryptocurrencies moved higher today, as more mainstream financial institutions filed to launch spot Bitcoin exchange-traded funds (ETFs) and as altcoins gained steam. Whether or not cryptocurrencies are commodities or securities is a big point of contention in the crypto ecosystem right now. higher as of 10:35 a.m.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Exchange-Traded Funds Investors Financial Institutions 98

The Motley Fool

SEPTEMBER 16, 2023

In what could be a big catalyst for Ethereum (CRYPTO: ETH) , Cathie Wood's Ark Invest has filed an application for the first-ever spot Ethereum exchange-traded fund (ETF). But the picture changes when you take into account a market-traded financial instrument that has been approved by the Securities and Exchange Commission (SEC).

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investing Exchange-Traded Funds Pension Funds 98

The Motley Fool

JULY 24, 2023

Image source: Getty Images The Securities and Exchange Commission (SEC) voted last week to change the regulations governing money market funds. Money market funds are a type of mutual fund that invest in low-risk, short-term debt securities, such as government bonds and commercial paper. This led to the U.S.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Funds Investors Shareholders 52

The Motley Fool

SEPTEMBER 9, 2023

stock exchanges, are up an impressive 14% over the past year but have been flat over the past month. All-or-nothing investments are also referred to as binary options and involve buying securities with an entirely yes or no proposition, according to the U.S. Securities and Exchange Commission (SEC).

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investors Stock Market Stock Market 98

The Motley Fool

JULY 30, 2023

federal government is taking steps to control cryptocurrency investment is through the Securities and Exchange Commission (SEC). The SEC oversees rules and regulations for securities (stocks, bonds, etc.) and has moved closer to overseeing cryptocurrency exchanges , where people buy and sell crypto assets.

Securities and Exchange Commission (SEC) 97

Securities and Exchange Commission (SEC) Investors Investing Assets 97

The Motley Fool

JULY 15, 2023

The crypto market experienced an avalanche this week, as the Securities and Exchange Commission's (SEC) long-running lawsuit against Ripple (CRYPTO: XRP) finally reached an end. How did the SEC's lawsuit against Ripple Labs work out? District Judge Analisa Torres issued a ruling firmly in Ripple's favor.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investors Legal Investing 98

American Investment Council

AUGUST 28, 2023

Before joining the AIC, Shelby worked as a senior associate specializing in securities litigation and enforcement at the international law firm, WilmerHale. Shelby also served as a Confidential Assistant to Chairman Jay Clayton for the United States Securities and Exchange Commission (SEC).

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Law Firms Investing Banks 52

The Motley Fool

JULY 14, 2023

But then came the Securities and Exchange Commission's (SEC) crypto crackdown in June. The SEC crackdown Let's start with the SEC crackdown on crypto. In early June, the regulator filed lawsuits against two top cryptocurrency exchanges, Binance (CRYPTO: BNB) and Coinbase Global (NASDAQ: COIN).

Securities and Exchange Commission (SEC) 95

Securities and Exchange Commission (SEC) Investors Financing Finance 95

The Motley Fool

AUGUST 31, 2023

Back in June, the Securities and Exchange Commission (SEC) named Cardano as an unregistered security in its court cases against cryptocurrency exchanges Coinbase Global and Binance. However, the SEC is now suggesting it will challenge the XRP court ruling. It's not all bad for Cardano, though.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investors Financing Finance 98

The Motley Fool

SEPTEMBER 14, 2023

XRP's zigzag performance is due in no small part to its long-running battle with the SEC. In July, XRP won a major court ruling in its long-running case with the Securities and Exchange Commission, which has been attempting to classify XRP (formerly known as Ripple ) as an "unregistered security" for more than two years.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investors Prospects Financial Services 98

The Motley Fool

SEPTEMBER 16, 2023

Buoyed by news of a positive court ruling in its long-running lawsuit with the Securities and Exchange Commission, XRP skyrocketed in price from $0.48 The SEC has since said it plans to appeal the court ruling, and the legal process now looks like it's far from being over. But not so fast. Image source: Getty Images.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Legal Investors Investing 98

The Motley Fool

AUGUST 30, 2023

Security and Exchange Commission (SEC) in court, which could pave the way for more crypto ETFs, but the rally hasn't lasted. So what The court's ruling yesterday that the SEC must review the Grayscale Bitcoin Trust application to convert into an ETF could pave the way for more Bitcoin ETFs.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investors Investing Returns 98

The Motley Fool

AUGUST 11, 2023

XRP Let's start off with XRP (formerly known as Ripple ), which has been riding high this year, largely on the strength of a favorable ruling in its long-running legal battle with the Securities and Exchange Commission. securities laws. Yes, it faces potential SEC regulatory risk. Image source: Getty Images.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investors Legal Prospects 98

The Motley Fool

SEPTEMBER 10, 2023

As soon as Ethereum became a proof-of-stake blockchain, it meant that there was going to be much more of a focus on crypto staking , which is the process of "locking up" your crypto in exchange for a financial reward. And that included, unfortunately, the Securities and Exchange Commission (SEC).

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Stakes Investors Investing 98

The Motley Fool

SEPTEMBER 10, 2023

In addition, Wells Fargo paid a $35 million civil penalty to the Securities and Exchange Commission (SEC). Excessive fees According to the SEC, each of the affected accounts was opened prior to 2014, and account holders continued to pay excessive fees through December 2022. In total, investors paid more than $26.8

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Mutual Funds Accounting Investing 98

The Motley Fool

SEPTEMBER 5, 2023

In February, the Securities and Exchange Commission (SEC) started looking into crypto staking , which is vital to any proof-of-stake blockchain such as Ethereum. Then, in June, the SEC spooked the markets with lawsuits filed against top cryptocurrency exchanges Coinbase Global and Binance.

Securities and Exchange Commission (SEC) 94

Securities and Exchange Commission (SEC) Stakes Investors Accounting 94

The Motley Fool

SEPTEMBER 15, 2023

Over the past few months, much attention has been given to the potential approval of a spot Bitcoin (CRYPTO: BTC) exchange-traded fund (ETF) by the Securities and Exchange Commission (SEC).

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Exchange-Traded Funds Pension Funds Investors 98

Mish Talk

DECEMBER 22, 2022

Ellison, 28 years old, pleaded guilty to seven counts, including wire fraud and conspiracy to commit securities fraud, according to her plea agreement, which was signed Monday. The Securities and Exchange Commission and Commodity Futures Trading Commission also sued Ms. The SEC said Ms. Mr. Wang and Ms.

Securities and Exchange Commission (SEC) 81

Securities and Exchange Commission (SEC) Collateral Assets Investors 81

Private Equity Wire

AUGUST 14, 2023

CVC raises $4.45bn to date for sixth Asia-focused fund Submitted 14/08/2023 - 12:13pm Europe-based private equity firm CVC Capital Partners has raised over $4.45bn to date for a new Asia-focused fund, according to a report by Reuters citing the firm's most recent US Securities and Exchange Commission (SEC) regulatory disclosure.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Private Equity Firms Private Equity Firms Funds 52

The Motley Fool

JULY 13, 2023

What happened The crypto market was on fire on Thursday afternoon after a judge ruled that Ripple (CRYPTO: XRP) is not a security (in most cases). So what The judge's ruling concluded that Ripple was a security when it was sold to institutional investors, who they said were speculating on an asset that they would then sell.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Hedge Funds Investors Assets 98

The Motley Fool

JUNE 22, 2023

The SEC vs. Cardano Quite simply, the Securities and Exchange Commission ruined Cardano's summer. In early June, the SEC filed lawsuits against two major cryptocurrency exchanges, Binance and Coinbase Global. While there have been rumblings about the SEC going after Ethereum too, it has not happened yet.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investors Returns Financing 98

The Motley Fool

JUNE 30, 2023

When the Securities and Exchange Commission filed its lawsuits against cryptocurrency exchanges Binance (CRYPTO: BNB) and Coinbase Global (NASDAQ: COIN) in early June, it also named Cardano (CRYPTO: ADA) and Solana (CRYPTO: SOL) as unregistered securities. This raises the question: Is Solana really a security?

Securities and Exchange Commission (SEC) 103

Securities and Exchange Commission (SEC) Investors Venture Capital Financing 103

The Motley Fool

JUNE 16, 2023

What happened Several cryptocurrencies and crypto stocks rose today after BlackRock (NYSE: BLK) , the largest asset manager in the world, filed to launch a spot Bitcoin exchange-traded fund (ETF). Since late afternoon yesterday, the price of Bitcoin traded 4.5% higher as of 3:42 p.m.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Exchange-Traded Funds Assets Investors 98

Motley Fool Asset Management

JUNE 21, 2023

When the Securities and Exchange Commission (SEC) adopted Regulation Fair Disclosure (Reg FD) in 2000, the primary purpose was to even the playing field so that no investor had an unfair information advantage. The rule was “designed to promote the full and fair disclosure of information by issuers.”

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Investors Companies Investing 52

The Motley Fool

JULY 8, 2023

In the last month, a wave of major financial institutions have applied to offer spot Bitcoin (CRYPTO: BTC) exchange-traded funds (ETF) in a bid to bridge Wall Street with the original cryptocurrency. Although no ETF has been approved yet, the SEC's blessing looks more likely by the day.

Securities and Exchange Commission (SEC) 105

Securities and Exchange Commission (SEC) Exchange-Traded Funds Investors Financial Institutions 105

The Motley Fool

JUNE 22, 2023

The Securities and Exchange Commission (SEC) had just sued two of the largest crypto exchanges, Binance and Coinbase Global , and the Federal Reserve indicated that it expects to have to raise interest rates two more times this year, not that the market is entirely buying it. Image source: Getty Images.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Exchange-Traded Funds Investors Financial Institutions 98

The Motley Fool

SEPTEMBER 21, 2023

The Securities and Exchange Commission may have to double the size of its staff just to keep an eye on Elon Musk's tweets. It's completely free and we guarantee you'll learn something new every day.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Investors Investing Companies 52

The Motley Fool

JULY 17, 2023

Bitcoin's hash rate, which measures the amount of energy securing the network, has increased significantly since the China ban caused a temporary dip, a clear indicator of Bitcoin's resilience. The safest way to buy Bitcoin is through a major exchange like Coinbase, Binance, Kraken, or Gemini. What about the U.S.? Moreover, if the U.S.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Investors Assets Portfolios 98

The Motley Fool

JUNE 20, 2023

In other news, a new exchange called EDX Markets that trades Bitcoin and several other cryptocurrencies and is backed by Charles Schwab , Fidelity , and Citadel revealed this morning that it is live and has raised new funding. Securities and Exchange Commission (SEC) to launch a spot Bitcoin exchange-traded fund (ETF).

Securities and Exchange Commission (SEC) 96

Securities and Exchange Commission (SEC) Exchange-Traded Funds Investors Assets 96

The Motley Fool

SEPTEMBER 20, 2023

But there's another catch that shareholders spotted in a new Securities and Exchange Commission (SEC) filing today. Now what While the private placement offering doesn't require registration with the SEC, the company did in fact register the shares yesterday.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Accredited Investors Shareholders Investors 52